![]() ![]() Reviews existing regulatory frameworks of the securities industry, conduct market-related research and recommends rules and/or reforms.Įstablishes linkages with national and international organizations (eg. Reviews proposed rules of self-regulatory organizations (SROs) and other market participants, and proposed products and services in the market to ensure their consistency with securities laws, regulations, policies and global best practices. Supervises intermediaries and market professionals such as brokers, dealers, government securities eligible dealers, government securities brokers, associated persons and salespersons of brokers dealers, transfer agents, investment houses, investment company advisers, mutual fund distributors, compliance officers and certified investment solicitors of investment company advisers/ mutual fund distributors, and other securities market participants for their compliance with legal and regulatory requirements. Registers and supervises securities markets and market institutions such as exchanges, alternative trading systems, over-the-counter markets and other trading markets, self regulatory organizations, clearing agencies, securities lending agencies, depositories, custodians, central trade reporting systems, registrars of qualified buyers and other securities-related organizations for their compliance with legal and regulatory requirements. Registers securities and grants exemption from registration such as but not limited to equity securities, bonds, commercial papers issued by issuer of registered equity and bonds, real estate investment trusts and other alternative investment products, and supervises and monitors the compliance by the issuers of such securities with legal and regulatory requirements. Registrar of Qualified Institutional Buyers.Investment Houses/Underwriters of Securities.Electronic Registry of Application for Market Participant (eRAMP).Appointment System (eFast Account Verification). ![]() ![]() SEC Electronic Filing and Submission Tool.Press esc, or click the close the button to close this dialog box. Search (Combination + S): Shortcut for search page. Site Map (Combination + M): Shortcut for site map (footer agency) section of the page. Main Content (Combination + R): Shortcut for viewing the content section of the current page.įAQ (Combination + Q): Shortcut for FAQ page.Ĭontact (Combination + C): Shortcut for contact page or form inquiries.įeedback (Combination + K): Shortcut for feedback page. Home Page (Combination + H): Accessibility key for redirecting to homepage. Shortcut Keys Combination Activation Combination keys used for each browser.Ĭhrome for Linux press (Alt+Shift+shortcut_key)Ĭhrome for Windows press (Alt+shortcut_key)įor Firefox press (Alt+Shift+shortcut_key)įor Internet Explorer press (Alt+Shift+shortcut_key) then press (enter)Īccessibility Statement (Combination + 0): Statement page that will show the available accessibility keys. A guide to understanding and implementing Web Content Accessibility Guidelines 2.0 is available at: Compliance to these criteria is measured in three levels: A, AA, or AAA. There are testable success criteria for each guideline. WCAG 2.0 contains 12 guidelines organized under 4 principles: Perceivable, Operable, Understandable, and Robust (POUR for short). This certifies it as a stable and referenceable technical standard. WCAG 2.0 is also an international standard, ISO 40500. This website adopts the Web Content Accessibility Guidelines (WCAG 2.0) as the accessibility standard for all its related web development and services. ![]()
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